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Epidemiologic Studies

Rala, Iodine-131 & Cesium-137


Appendix A

DATA PERTAINING TO CONTRACTOR ORGANIZATIONS

Any type of materials that will help understand the functional organization of the contractor, or to identify individuals who may have had responsibility for operations within a facility. These types of materials are useful when studying a facility because they enable the researcher to identify key personnel who were involved with certain projects and to contact these persons, when necessary, to help understand the nature of the plant operations and potential exposures that occurred in specific areas of the plant. Examples of records that may meet these needs are:

  1. Contractor Organizational Charts
  2. Contractor Organizational Histories/Plant Information Packets
  3. Mission Statements for Functional Units
  4. Contractor Personnel Directories/Telephone Directories
  5. Copy of all Position Descriptions and Effective Dates
  6. Diaries, Subject Files, and Correspondence of the Facility Director

DATA PERTAINING TO INDIVIDUALS

Identification
Epidemiologic studies of workers require the creation of lists of individuals at each facility who will be included in the study. Therefore, all records containing identifying information for employees at a specific facility are of great value. These records will typically be from personnel or payroll departments and may include the following data:

  1. Social Security Number
  2. Name (last, first, middle)
  3. Maiden Name
  4. Other Names
  5. Address (city, state, zip)
  6. Spouse Name (last, first, middle)
  7. Spouse Address
  8. Emergency Contact (last, first, middle, relationship)
  9. Emergency Contact Address (city, state, zip)
  10. Employer Identification Numbers (payroll, annuity, badge, etc.)

Demographic Information
In order to compare the characteristics of the worker population with other groups, it is desirable to know the following information:

  1. Birth Date
  2. State (or Country) of Birth
  3. City of Birth
  4. Sex
  5. Race
  6. Education (highest degree)
  7. Marital Status

Work History
Work records indicating the type of jobs performed over specific periods of time are extremely useful. Specific data items are as follows:

  1. Hire Date at Facility
  2. Termination Date at Facility
  3. Reason for Termination
  4. Type of Employee (hourly, salaried, etc.)
  5. Organization Assignments (building and/or department assignments)
  6. Occupation or Job Title (all jobs titles held and associated duties)
  7. Previous Work History (list of all previous employers and job titles/duties)
  8. Work Location (facility-specific)
  9. Military Service (branch of military, dates served, and service number)
  10. Health-Related Leaves, Reassignments, Work Restrictions
  11. Performance Appraisals

Medical Data
Medical records, records of treatment, incident or accident report, and company health insurance records may be useful for epidemiologic studies. Examples of the information that may be used from these records include:

  1. Pre-Employment Periodic or Special Physicals, Including Lab Test Results
  2. Smoking History
  3. Alcohol/Beverage History
  4. Pre/Post Employment Injuries/Accidents
  5. Exposure History for Hazardous Materials
  6. Sick Leave Records
  7. Return to Work Examinations
  8. Pathological Reports
  9. Family Illness or Mortality History
  10. Drug/Medication Use History
  11. Diagnostic X-rays (dental, chest, other)
  12. Predisposing Diseases
  13. Disease History
  14. History of use of DTPA for Chelation
  15. Incident or Accident Reports
  16. Company Health Insurance Records
  17. Workers' Compensation Claims
  18. Identifying Information that Allows Linkage of Medical Records to Employment Record Data (i.e., name, payroll number, social security number, birth date, etc.) and to Facilities (building name, etc.)

Mortality Data (any type of information concerning death)
Many studies compare death rates in worker populations with rates in other populations. The following data items are useful:

  1. Death Certificate
  2. Date of Death
  3. Cause of Death (including all listed causes and contributory conditions)
  4. Place of Death (city, state)
  5. Payment of a Death Benefit and Date
  6. Vital Status at Last Known Date

External Radiation
External radiation exposure records that pertain to individual workers or to individual areas in a plant must be retained. Types of data items contained on these records are:

  1. Estimated Whole Body Dose Due to X and Gamma Rays
  2. Estimated Whole Body Dose Due to Neutrons
  3. Estimated Whole Body Dose Due to Tritium
  4. Estimated Total Whole Body Dose
  5. Individual Film Badge Records
  6. Individual Thermoluminescent Dosimeter Records
  7. Partial Body or Skin Doses
  8. Date of Each Known Exposure or Reading
  9. Identifying Information that Allows Linkage of the External Radiation Records to Employment Record Data (i.e., name, payroll number, social security number, birth date, etc.) and to Facilities (building name, etc.)

Internal Radiation
Internal radiation exposure records for workers must be retained. Types of data items contained on these records are:

  1. Urinalysis Testing for Radionuclides (date, indication of radionuclide, results and units)
  2. Portal of Entry (for each radionuclide)
  3. Analysis Type (urinalysis, whole body count, fecal analysis, etc.)
  4. Whole Body Counting Data
  5. Date of Each Known Exposure or Test
  6. Any Record Confirming a Deposition
  7. Identifying Information that Allows Linkage of the Internal Radiation Records to Employment Record Data (i.e., name, payroll number, social security number, birth date, etc.) and to Facilities (building name, etc.)

Industrial Hygiene
Chemical Exposures Data generated to evaluate occupational exposure levels and to demonstrate compliance with exposure limits should be systematically retained. The types of records of data that should be retained may include:

  1. Individual Blood or Urinalysis Records for Specific Chemicals (mercury, lead, etc.)
  2. Dates of Exposures
  3. Environmental Monitoring Data Relating to Specific Work Locations and Jobs
  4. Concentration Readings
  5. Sample Type (blood, urinalysis, fecal, breathing zone, general air, etc.)
  6. Results of Units (mg/ml, ppm, mg/cubic meter)
  7. Monitoring Characteristics (devices, times, control data, frequency, techniques, etc.)
  8. Identifying Information that Allows Linkage of the Chemical Exposure Records to Employment Record Data (i.e., name, payroll number, social security number, birth date, etc.) and to Facilities (building name, etc.)

Physical Agents
Data generated to evaluate occupational exposure levels and to demonstrate compliance with exposure limits should be systematically retained. Such data should include:

  1. Hazard Inventories of Potentially Health Hazardous Physical Agents (noise, laser light, electromagnetic radiation, magnetic fields, etc.)
  2. Location and Date of the Inventory
  3. Work Place or Area of Survey Results along with Exposure Levels
  4. Equipment and Methods Used to Assess Hazard
  5. Identifying Information that Allows Linkage of the Exposures to Physical Agents to Employment Records, to Medical Information and to Facilities

DATA PERTAINING TO FACILITIES
Area/Site Monitoring Information (by job category, year, building, etc.)
Other records that relate to the calibration, sensitivity, type, location of the equipment used for personnel monitoring, surveying, air sampling, etc., are quite useful, especially if they can be linked to specific processes, areas, buildings, and personnel. Information describing the general requirements followed by the facility for the provision of various personnel monitoring equipment, examinations, or testing is also desirable. Examples of these types of records include the following:

  1. Chemical or Other Processes, by Year and Building
  2. Hiring, Materials Handling, and Other Practices
  3. Medical Examination Requirements for Employment/or Employment in Specific Jobs
  4. Requirements for Wearing Dosimeters
  5. Decontamination Data
  6. Dosimeter Type
  7. Dosimeter Manufacturer
  8. Sensitivity of Testing Procedures
  9. Dosimeter Processing Procedures
  10. Dosimeter Reading Procedures
  11. Frequency of Reading Dosimeters
  12. Frequency of Analysis
  13. Type of Monitoring System
  14. Type of Monitoring Test
  15. Protection Equipment Requirements
  16. Isotopic Information
  17. Concentration Reading
  18. Location of Reading
  19. Duration of Exposure Reading
  20. Requirements for Wearing Protection Equipment
  21. Monitoring System for Other Substances
  22. Sensitivity Procedures
  23. Type of Monitoring Procedures Used
  24. Toxic Substances--Concentration Readings
  25. Location of Toxic Substance Readings
  26. Test Frequency
  27. Calibration Requirements
  28. Chemical Inventories
  29. Information on Product Particle Sizes and Chemical Form at Potential Release Points
  30. Details of Chemical or Other Processes in a Facility, Past as well as Current, Including Engineering Drawings of Facility
  31. Off-Site Monitoring or Sampling Locations and Results
  32. Any Measurements of Release Points from the Facility (e.g., stack sampler results, water losses, sump measurements)
  33. Inventory Records of Incoming and Outgoing Material
  34. Reports of Losses of Material from a Stack
  35. Report of Unplanned Releases, Incidents, Spills
  36. Maintenance Records of Pollution Control Devices, such as Dust Collectors, Scrubbers, or Filters


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